CODE OF VIRGINIA

OTHER REPORTING REQUIREMENTS (§ 6.2-2211)

Within 15 days following the occurrence of any of the following events, a
licensee shall file a written report with the Commission describing such event
and its expected impact upon the business of the licensee:

   1.  The filing of bankruptcy, reorganization, or receivership proceedings by
   or against the licensee;

   2.  The institution of administrative or regulatory proceedings against the
   licensee by any governmental authority;

   3.  Any felony indictments of the licensee or any of its members, partners,
   directors, officers, or principals;

   4.  Any felony conviction of the licensee or any of its members, partners,
   directors, officers, or principals; and

   5.  Such other event as the Commission may prescribe by regulation.

HISTORY: 2010, c. 477, § 6.1-491.