Registration requirement; exemptions (§ 13.1-507)—Virginia Decoded

Registration requirement; exemptions

It shall be unlawful for any person to offer or sell any security unless (i) the security is registered under this chapter, (ii) the security or transaction is exempted by this chapter, or (iii) the security is a federal covered security.

History

Code 1950, § 13-110; 1956, c. 428; 1997, c. 279; 2003, c. 595.

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Court Decisions

Tanner v. State Corp. Com'n (SCV, 01/10/03)
. . . for 22 violations ($500 per violation) of Code § 13.1-507 (sale of unregistered securities); the . . .

Lintz v. Carey Manor Ltd. (District Court, W.D. Virginia, 05/13/85)
. . . securities registration provisions, Va.Code § 13.1-507 and § 13.1-522(a)(1),[6] and the . . .

Pollok v. Commonwealth (SCV, 11/24/76)
. . . stock which was unregistered, in violation of | 13.1-507, but also that he had sold the securities . . .

In Re Davis (United States Bankruptcy Court, E.D. Virginia, 05/26/93)
. . . shares of stock to the Manevals in violation of §§ 13.1-507 and 13.1-520(a), as well as §§ . . .

Shavin v. Com. (COA, 11/09/93)
. . . unregistered security in violation of Code §§ 13.1-507 and 520(B). On appeal, he contends that . . .

Am. General Ins. Co. v. Equitable General Corp. (District Court, E.D. Virginia, 06/16/80)
. . . security in violation of § 13.1-502, § 13.2-504(a), § 13.1-507, § 13.1-510(e) or § 13.1-510(f), . . .

Tanner v. State Corp. Com'n (SCV, 06/06/03)
. . . and, therefore, must be registered under Code § 13.1-507.[3] . . .

Ascher v. Com. (COA, 08/13/91)
. . . form of promissory notes in violation of Code § 13.1-507. . . .

VILLAGE LANE RENTALS v. Capital Financial Group (District Court, W.D. Virginia, 08/14/01)
. . . Virginia Code § 13.1-502, and Virginia Code § 13 .1-507." (Compl. at 4.) . . .

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