Virginia

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  • 13.1: Corporations
  • 5: Securities Act
  • 5: Miscellaneous

Miscellaneous

This is Article 5 of the Code of Virginia, titled “Miscellaneous.” It is part of Title 13.1, titled “Corporations.” It is part of Chapter 5, titled “Securities Act.” It’s comprised of the following 21 sections.

§ 13.1-514
Exemptions
§ 13.1-514.1
Exemption of certain securities by order of Commission
§ 13.1-514.2
Primacy of Virginia law to be maintained
§ 13.1-515
Advertising
§ 13.1-516
Misleading filings
§ 13.1-517
Consent to service of process
§ 13.1-518
Investigations; confidentiality of information and documents
§ 13.1-518.1
Broker-dealers and investment advisors to file certain reports with Commission
§ 13.1-519
Injunctions
§ 13.1-520
Crimes
§ 13.1-520.1
Commission may transmit record or complaint to locality where violation occurred
§ 13.1-521
Violations punishable by the Commission
§ 13.1-522
Civil liabilities
§ 13.1-523
Rules and forms
§ 13.1-523.1
Commission authority to regulate securities and investment advisory activities
§ 13.1-524
Certain records of Commission available to public; admissibility of copies; destruction
§ 13.1-525
Official interpretations
§ 13.1-525.1
Fees to cover expense of regulation
§ 13.1-526
Transition
§ 13.1-527
Short title
§ 13.1-527.01
Repealed

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