Brokers-Dealers, Investment Advisors, Investment Advisor Representatives and Agents

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This is Article 3 of the Code of Virginia, titled “Brokers-Dealers, Investment Advisors, Investment Advisor Representatives and Agents.” It is part of Chapter 5 “Securities Act”, which is part of Title 13.1 “Corporations”.

It’s comprised of the following 6 sections.

§ 13.1-504	Registration
§ 13.1-504.1	Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
§ 13.1-504.2	Broker-dealer services provided by credit unions; when registration not required
§ 13.1-505	Procedure for registration
§ 13.1-505.1	Post-registration provisions
§ 13.1-506	Revocation of registration